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Cornea & External Eye

Second Opinion for Refractive Surgery

1. What is a second opinion for refractive surgery?

Section titled “1. What is a second opinion for refractive surgery?”

A second opinion is seeking the opinion of an ophthalmologist other than the current primary physician regarding diagnosis and treatment plan. This is a consultation and is fundamentally different from a transfer of care, which involves changing healthcare institutions or primary physicians. It helps the patient refer to another doctor’s opinion and facilitates further discussion with the primary physician. Therefore, the institution providing the second opinion does not perform new examinations or tests but gives an opinion based on the provided medical information letter. Since it is not covered by health insurance, the cost is borne by the patient.

Refractive surgery is an irreversible treatment that involves invasion of the normal anterior segment of the eye. Because there are uncertainties in long-term outcomes, careful judgment of surgical indication is required1). In addition to being a board-certified ophthalmologist of the Japanese Ophthalmological Society, the surgeon must be proficient in the physiology, diseases, and optics of the anterior segment including the cornea and lens. Attendance at the Refractive Surgery Seminar designated by the Japanese Ophthalmological Society and seminars sponsored by manufacturers is also mandatory1).

The main situations in which a second opinion is sought for refractive surgery are as follows.

  • Preoperative: When there is concern about surgical indication (suspected keratoconus, thin cornea, high refractive error)
  • Preoperative: When the patient wants another specialist to confirm whether surgery is indicated
  • Postoperative: When expected visual acuity is not achieved or is worse than before surgery
  • Postoperative: When complications such as halos, glare, or dry eye occur
  • When considering reoperation: Assessment of suitability for enhancement surgery (residual corneal thickness, risk of ectasia)

In obtaining informed consent, it is required to clearly inform the patient that a second opinion can be obtained and to record the patient’s intention in the consent form.

Q When should I seek a second opinion?
A

Since refractive surgery is irreversible, a second opinion is useful when there is concern about preoperative suitability (suspected keratoconus, thin cornea, high refractive error, etc.), or when expected visual acuity is not achieved postoperatively, complications persist, or an enhancement surgery is proposed but its suitability is questionable. Unlike changing doctors, the goal is to obtain an opinion to aid in further discussion with the primary physician. The cost is out-of-pocket, but it is a recognized patient right.

2. Main Symptoms and Clinical Findings (Triggers for Seeking a Second Opinion)

Section titled “2. Main Symptoms and Clinical Findings (Triggers for Seeking a Second Opinion)”
  • Suspected keratoconus indicated on preoperative examination
  • Thin cornea, making it difficult to ensure adequate residual stromal bed (RSB) for the correction amount
  • High refractive error (spherical equivalent over -10 D) raising concerns about the limits of corneal correction
  • Young age (18–20 years) with concerns about refractive stability
  • Desire to confirm whether adequate preoperative screening tests were performed
  • Distance or near visual acuity differs from expectations
  • Night vision problems (glare, halos) do not improve after surgery
  • Dry eye symptoms persist and interfere with daily life
  • Eye strain and headaches continue after surgery
  • Corneal topography suggests progression of ectasia
  • Enhancement surgery was recommended, but there are concerns about its suitability

If there is progressive vision loss after surgery, early evaluation for iatrogenic corneal ectasia is particularly important3).

Principles of management in second opinion clinics

Section titled “Principles of management in second opinion clinics”

Provide opinions from an objective and professional standpoint. State views based on scientific evidence, and do not comment on evaluations of the current medical institution or physician, matters related to medical accidents or lawsuits, or content outside one’s own specialty. After the consultation, prepare a written opinion and send it to the primary care physician.

3. Causes and risk factors (risks of inappropriate surgery)

Section titled “3. Causes and risk factors (risks of inappropriate surgery)”

The main causes of complications after refractive surgery are broadly divided into overlooking contraindications, exceeding the limit of correction, and inadequate informed consent (IC).

The following are absolute contraindications; overlooking them can lead to serious complications1).

  • Keratoconus: Progresses to ectasia after surgery
  • Active external ocular inflammation: Significantly high risk of postoperative infection
  • Cataract (nuclear myopia): Prone to misapplication
  • Severe dry eye: Postoperative worsening, decreased visual quality
  • Pregnancy and breastfeeding: Hormonal fluctuations cause unstable refraction
  • Missed detection of subclinical keratoconus: Occurs when tests such as BAD-D and epithelial thickness mapping are insufficient3)

Cautious cases include glaucoma, connective tissue diseases, use of psychotropic medications, history of corneal herpes, and history of refractive surgery1).

Excimer laser surgery (LASIK, PRK, SMILE) is generally indicated up to 6 D, and up to 10 D with informed consent. It is essential to ensure a residual corneal stromal bed thickness of 250 μm or more1). Phakic intraocular lenses (phakic IOL) are indicated for myopia of 6 D or more, with cautious indication for 3 D to less than 6 D, and caution for over 15 D1).

If the following explanations are insufficient, it may lead to patient dissatisfaction and litigation after surgery1).

  • Sufficient explanation of complications and issues (about 10 items per surgical method)
  • Existence of alternative correction methods such as glasses and contact lenses
  • That for myopia within 3 D, there are disadvantages at presbyopic age
  • That when visiting another hospital after surgery, it is necessary to report a history of refractive surgery

4. Diagnosis and examination methods (Examination items to confirm in second opinion)

Section titled “4. Diagnosis and examination methods (Examination items to confirm in second opinion)”
Pentacam 4-panel corneal tomography for LASIK preoperative screening: axial curvature, anterior elevation, pachymetry, posterior elevation
Pentacam 4-panel corneal tomography for LASIK preoperative screening: axial curvature, anterior elevation, pachymetry, posterior elevation
Amaris5. Augenlasern Voruntersuchung der Hornhaut Topographie vor LASIK OP. Wikimedia Commons. 2020. Source ID: https://commons.wikimedia.org/wiki/File:Augenlasern-Voruntersuchung-der-Hornhaut-Topographie-vor-LASIK-OP.jpg. License: CC BY-SA 4.0.
Four-panel corneal tomography obtained with Pentacam (Scheimpflug camera) before LASIK. Upper left: axial/sagittal curvature map (central 44–46 D, uniform distribution). Upper right: anterior elevation map (BFS 7.52, normal deviation within +4 μm). Lower left: pachymetry map (thinnest point 514 μm, central thickness around 530 μm). Lower right: posterior elevation map (BFS 6.10, within ±5 μm at center). Corresponds to corneal topography/tomography, corneal thickness measurement, and ectasia risk assessment discussed in section “4. Diagnosis and examination methods (tests to confirm with a second opinion).”

The preoperative screening tests specified in the Refractive Surgery Guidelines (8th edition) are as follows1).

Test itemPurpose
Visual acuity test (uncorrected and corrected)Confirmation of refractive correction amount
Refraction (subjective, objective, under dilation)Accurate power assessment, exclusion of pseudomyopia
Corneal curvature radius measurementDetection of steep or flat cornea
Slit-lamp microscopyScreening for inflammation, cataract, corneal disease
Corneal topography/tomographyDetection of subclinical keratoconus and irregular astigmatism
Corneal thickness measurementRSB calculation, contraindication assessment
Tear film testDry eye evaluation
Fundus examinationCheck for retinal disease and myopic changes
Intraocular pressure measurementGlaucoma screening
Pupil diameter measurementRequired for optical zone setting
Corneal diameter measurementFlap/cap diameter design
Corneal endothelial cell count (additional for phakic IOL)Endothelial damage risk assessment
Anterior segment imaging (additional for phakic IOL)Anterior chamber depth and lens vault calculation
IndexNormal ValueCharacteristics
BAD-D<1.6: normal, >2.6: abnormalCombined evaluation of anterior-posterior height difference and corneal thickness3)
PTA (Percent Tissue Altered)<40%: low risk(Flap thickness + ablation depth) ÷ preoperative central corneal thickness7)
Randleman Score0–2: low risk, 4 or higher: high riskCombination of age, corneal thickness, topography, RSB, and correction amount
Epithelial Thickness MappingEpithelial donut pattern = ectasiaCan differentiate from CL warpage

BAD-D is a score that integrates five parameters (dp, db, df, dt, dy) based on anterior-posterior height difference and corneal thickness 3). PTA of 40% or more is significantly associated with corneal ectasia even in eyes with normal preoperative corneal shape 7). Epithelial thickness mapping shows an “epithelial donut pattern” with epithelial thinning at the steepening area in ectatic diseases, which can be differentiated from contact lens warpage (epithelial thickening at the steepening area) 3).

To exclude corneal deformation due to contact lenses (warpage), preoperative examinations should be performed after a cessation period of about 2 weeks for soft lenses and about 3 weeks for hard lenses 3).

Q What kind of examination data should I bring for a second opinion?
A

Preoperative corneal shape analysis data (topography/tomography), preoperative and postoperative refraction values and corrected visual acuity, and postoperative course records (details of complication management) are particularly important. If possible, bringing current corneal shape analysis and anterior segment OCT data will help evaluate the progression of ectasia. Since a second opinion is given based on the provided medical information letter, it is recommended to obtain the letter from the primary doctor before making an appointment.

5. Standard Treatment Methods (Criteria for Surgical Technique Selection)

Section titled “5. Standard Treatment Methods (Criteria for Surgical Technique Selection)”
Intraoperative photo of LASIK: Suction ring fixed to the eyeball, just before creating the corneal flap
Intraoperative photo of LASIK: Suction ring fixed to the eyeball, just before creating the corneal flap
Partensky P. Lasik eye surgery. Wikimedia Commons. 2011. Source ID: https://commons.wikimedia.org/wiki/File:Lasik_eye_surgery.jpg. License: CC BY 2.0.
Scene just before the surgeon applies the suction ring (blue) for eyeball fixation to the patient’s eye and creates the corneal flap with a microkeratome during LASIK surgery. The eyelids are fixed with a lid speculum, and the surgical field is illuminated by the operating microscope. This corresponds to LASIK flap-related complications (free cap, flap wrinkles, epithelial ingrowth) discussed in the section “5. Standard Treatment Methods (Criteria for Surgical Technique Selection).”

LASIK

Indications: Correction of myopia and astigmatism (generally up to 6D, maximum 10D)

Features: Simultaneous correction of sphere and astigmatism. Flap-related complications (free cap, flap wrinkles, epithelial ingrowth) may occur.

Enhancement surgery: Reoperation by flap lift is possible.

Ectasia risk: Higher than PRK and SMILE.

PRK

Indications: Correction of myopia and astigmatism

Features: Since no flap is created, the corneal stromal bed remains thick. Low risk of ectasia.

Cautions: Risk of postoperative corneal haze. Prevented by mitomycin C (MMC) application and steroid eye drops.

Recovery: Visual recovery takes longer than LASIK or SMILE.

SMILE / KLEx

Indications: Myopia up to 10 D, astigmatism up to 3 D1)

Features: No flap, lenticule extraction. Preserves corneal nerve fibers, low risk of dry eye2)

Planning: Minimum RST 220 μm, total untouched stromal thickness 300 μm maintained2)

Biomechanics: The cap preserves corneal biomechanical strength.

Phakic Intraocular Lens (phakic IOL)

Indications: Myopia ≥6 D, age 21–45 years1)

Features: An additional lens is inserted while preserving the natural lens. Advantageous for high myopia.

Contraindications: Shallow anterior chamber, corneal endothelial damage.

Complications: Infectious endophthalmitis, halos, glare, corneal endothelial damage, elevated intraocular pressure, cataract, angle-closure glaucoma, retinal detachment1)

Confirmation of Correction Amount and Residual Corneal Thickness

Section titled “Confirmation of Correction Amount and Residual Corneal Thickness”

The ablation depth for LASIK is estimated using the Munnerlyn formula.

t = S²D / 3 (t: ablation depth [μm], S: optical zone diameter [mm], D: spherical equivalent)

RSB (residual stromal bed) = central corneal thickness − ablation depth − flap thickness, ensuring a minimum of 250 μm (safe margin 300 μm). For SMILE, a planning protocol maintaining a minimum RST of 220 μm and total uncut stromal thickness of 300 μm is adopted 2). An optical zone exceeding the pupil diameter by more than 15% can effectively suppress higher-order aberrations 3).

Preoperative Explanation of Complication Risks

Section titled “Preoperative Explanation of Complication Risks”

During informed consent, it is required to fully explain complications specific to each surgical technique 1).

  • Excimer laser (LASIK/PRK): pain, corneal infection, halo/glare, irregular astigmatism, steroid-induced glaucoma, subepithelial haze (PRK), iatrogenic corneal ectasia, flap complications (LASIK), DLK (diffuse lamellar keratitis), dry eye
  • Phakic IOL: postoperative infectious endophthalmitis, halo/glare, corneal endothelial damage, elevated intraocular pressure, cataract, angle-closure glaucoma, retinal detachment, lens displacement/dislocation, bullous keratopathy
  • SMILE: corneal pain, DLK, corneal ectasia, lenticule problems (incomplete removal/tear), halo/glare
Q If multiple surgical techniques are offered, how should I choose?
A

The choice of surgical technique is determined by comprehensively evaluating refractive error, corneal shape, lifestyle, age, etc. Generally, SMILE is suitable for mild to moderate myopia when dry eye is a concern. For high myopia (over −10 D), phakic IOL is considered. PRK has the lowest risk of ectasia and is also chosen for thin corneas or re-treatment. In a second opinion, a third party can verify whether the rationale for the proposed technique (residual corneal thickness, PTA, BAD-D value, etc.) is appropriate.

6. Pathophysiology and Detailed Mechanisms

Section titled “6. Pathophysiology and Detailed Mechanisms”

Optical Principles and Biomechanical Effects by Surgical Technique

Section titled “Optical Principles and Biomechanical Effects by Surgical Technique”

The basic principle of refractive surgery is to change the refractive power of the cornea or intraocular structures to focus light on the retina.

Excimer laser (LASIK/PRK/SMILE):

The corneal stroma is ablated using an excimer laser (193 nm wavelength) to alter the corneal curvature. For myopia correction, the central cornea is flattened; for astigmatism correction, asymmetric ablation is performed. LASIK and PRK access the surface, while SMILE removes a lenticule through a cap, preserving the anterior corneal structure. The impact on biomechanical strength is greatest for LASIK, followed by PRK and SMILE.

Phakic intraocular lens (phakic IOL):

This method involves inserting an additional lens in front of the crystalline lens to add refractive power to the optical system. Since the cornea is not ablated, its shape is preserved. However, the presence of a foreign body in the anterior chamber carries long-term risks of decreased corneal endothelial cell density, intraocular pressure fluctuations, and cataract formation.

Postoperative corneal ectasia is predisposed by a reduction in the biomechanical strength of the corneal stroma due to ablation and removal. The risk increases when the residual stromal bed is insufficient (RSB <250 μm) or when surgery is performed in the presence of subclinical keratoconus 3). The minimum progression criteria for ectasia are documented as at least two of the following: steepening of the anterior surface, steepening of the posterior surface, and thinning 3).

Since PRK and SMILE do not create a flap, applying the LASIK-based PTA calculation directly to SMILE may overestimate the risk of ectasia 2).

Enhancement surgery after LASIK (flap lift) has been reported to have a high incidence of epithelial ingrowth, approximately 32% 5). In a case of rapidly progressive epithelial ingrowth on the first day after enhancement surgery, corneal topography showed a temporal increase in anterior elevation difference in the inferonasal quadrant and corneal thickening in the same area, with irregular oblique astigmatism increasing from 0.6 D on day 1 to 2.0 D on day 5 5).

7. Latest Research and Future Perspectives

Section titled “7. Latest Research and Future Perspectives”

Nomogram adjustment directly affects the accuracy and predictability of laser surgery 2). The preoperative spherical equivalent is the most important adjustment factor, and age, eye laterality, corneal curvature, corneal diameter, and corneal biomechanical properties are also relevant. Personalized adjustment using artificial intelligence (AI) is attracting attention, and is expected to achieve higher accuracy than conventional multivariate regression analysis 2).

In a prospective study by Rush et al., topography-guided LASIK (TG-LASIK) using Phorcides analysis software improved the overall visual satisfaction index on the PROWL questionnaire from 4.07 preoperatively to 5.00 (maximum) postoperatively, with 100% of patients reporting the highest postoperative satisfaction 4). Binocular uncorrected visual acuity was 20/16 or better in 100% of patients at 26 weeks 4). Significant improvements were observed in all measures of night vision, glare, halos, and dry eye symptoms 4).

Clinical Implementation of Corneal Biomechanics

Section titled “Clinical Implementation of Corneal Biomechanics”

Patients with low corneal stiffness have been reported to have a 2- to 3-fold higher risk of residual refractive error after KLEx 2). Combining biomechanical indices with topographic parameters has been reported to improve the prediction accuracy of KLEx by more than 25% 2).

Corneal densitometry using a Scheimpflug camera is a technique that objectively measures corneal transparency on a scale of 0 to 100 GSU (gray scale units). A prospective study by Balparda et al. (110 eyes) showed excellent reproducibility in areas up to 10 mm, and changes of 1.0 GSU or more can be judged as clinically significant transparency changes 6). It may be useful for quantitative evaluation of corneal haze after PRK 6).

  1. 日本眼科学会屈折矯正委員会. 屈折矯正手術のガイドライン(第8版). 日眼会誌. 2024;128(2):135-138.
  2. Ang M, Gatinel D, Reinstein DZ, et al. Evidence-based guidelines for keratorefractive lenticule extraction. Ophthalmology. 2025;132(4):404-418.
  3. American Academy of Ophthalmology Corneal Ectasia PPP Panel. Corneal Ectasia Preferred Practice Pattern. Ophthalmology. 2024.
  4. Rush SW, Pickett CJ, Wilson BJ, Rush RB. Topography-guided LASIK: a prospective study evaluating patient-reported outcomes. Clin Ophthalmol. 2023;17:2815-2824.
  5. Li X, Gu Y. Unusual visual impairment after enhancement refractive surgery. J Surg Case Rep. 2024;2:rjae074.
  6. Balparda K, MesaMesa S, MayaNaranjo MI, et al. Determination of the repeatability of corneal densitometry as measured with a Scheimpflug camera device in refractive surgery candidates. Indian J Ophthalmol. 2023;71:63-68.
  7. Santhiago MR, Smadja D, Gomes BF, et al. Association between the percent tissue altered and post-laser in situ keratomileusis ectasia in eyes with normal preoperative topography. Am J Ophthalmol. 2014;158(1):87-95.

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