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Oculoplastic

Ptosis (Summary by Cause)

Blepharoptosis is a condition in which the MRD-1 (margin reflex distance-1: distance from corneal light reflex to upper eyelid margin) is ≤3.5 mm due to dysfunction of the levator palpebrae superioris muscle, its aponeurosis, or Müller’s muscle. Normal MRD-1 is 3.5–5.5 mm.

Severity is classified by MRD-1 as follows:

SeverityMRD-1Upper eyelid position
MildApproximately 2–3.5 mmCovers about 1/3 of the upper half of the cornea
ModerateApproximately 0 to 2 mmCovers about two-thirds of the upper half of the cornea
SevereLess than 0 mmCovers the center of the cornea

MRD-2 is the distance from the corneal light reflex to the lower eyelid margin and is used for lower eyelid assessment. It is important to evaluate using MRD-1 rather than the vertical width of the palpebral fissure.

The prevalence of ptosis in adults is reported to be 4.7–13.5%, and the incidence increases with age 2).

  • Superior visual field defect: Interferes with daily activities.
  • Heavy eyelid sensation: Fatigue and eye pain when opening the eyes.
  • Shoulder stiffness and neck pain: Caused by sustained compensatory contraction of the frontalis muscle.
  • Chin-up position: Compensatory posture that places strain on the cervical spine.
  • Decreased MRD-1: Less than 3.5 mm.
  • Elevation, irregularity, or loss of the upper eyelid crease: Indicator of aponeurotic stretching.
  • Superior sulcus deformity: Prominent in aponeurotic ptosis.
  • Eyebrow elevation and forehead wrinkles: Compensation by the frontalis muscle.
  • Hering’s law: Phenomenon where lifting one eyelid causes the opposite eyelid to droop. Important for preoperative evaluation.

The following table shows characteristic findings by cause.

CauseCharacteristic Findings
AponeuroticAbnormal eyelid crease, eyebrow elevation, forehead wrinkles, superior sulcus deformity
Myasthenia gravisDiurnal variation (worse in evening), positive ice pack test, fatigue phenomenon
Oculomotor nerve palsyPupil dilation, diplopia, exotropia and hypotropia
Horner syndromeMiosis, blepharoptosis (about 2 mm drooping), anhidrosis
CongenitalWidening of the palpebral fissure on downgaze (associated with superior rectus lag)
Q What are the causes of blepharoptosis?
A

Blepharoptosis is broadly classified into congenital (90% due to levator muscle dysplasia) and acquired. Among acquired cases, involutional aponeurotic ptosis is the most common, followed by oculomotor nerve palsy, Horner syndrome, myasthenia gravis, and chronic progressive external ophthalmoplegia (CPEO). Differentiation from pseudoptosis (e.g., dermatochalasis, thyroid eye disease) is also important.

Congenital

Levator muscle dysplasia: Congenital degeneration of the levator palpebrae superioris accounts for 90%. Unilateral in over 70%.

Simple: Isolated occurrence.

Complex: Associated with blepharophimosis syndrome or Marcus Gunn phenomenon (trigeminal-oculomotor synkinesis).

Acquired (Aponeurotic)

Most common cause: Aging, contact lens use, or after intraocular surgery (use of lid speculum).

Pathophysiology: Thinning and stretching of the aponeurosis reduces the lifting force on the tarsal plate.

Features: Elevation, irregularity, or loss of the upper eyelid crease, and superior sulcus deformity.

Acquired (neurogenic)

Oculomotor nerve palsy: Associated with mydriasis and diplopia. Rule out cerebral aneurysm (IC-PC aneurysm).

Horner syndrome: Ptosis of about 2 mm due to Müller muscle palsy. Accompanied by miosis and anhidrosis.

Fisher syndrome: Triad of external ophthalmoplegia, ataxia, and areflexia.

Acquired (myogenic and pseudoptosis)

Myogenic: Myasthenia gravis (diurnal variation), CPEO, myotonic dystrophy.

Pseudoptosis: Dermatochalasis (MRD ≥ 3.5 mm), thyroid eye disease (contralateral lid retraction), facial nerve palsy, microphthalmos, anophthalmos.

Aponeurotic ptosis accounts for the majority of acquired ptosis and is more common in women over 60. It is frequently observed in contact lens wearers and after cataract surgery. Approximately 70% of initial symptoms of myasthenia gravis are ptosis2).

Measure the distance from the corneal light reflex to the upper eyelid margin. To eliminate compensation by the frontalis muscle, gently press the forehead with a finger. Normal value is 3.5 to 5.5 mm.

With the patient looking downward, set the upper eyelid margin position as 0 mm, then measure the position when looking upward. Press down on the eyebrows to eliminate compensation by the frontalis muscle. Normal value is 10 mm or more; less than 4 mm indicates severe levator function impairment.

Observe whether the contralateral eyelid droops when the affected upper eyelid is manually elevated. This is important for assessing the risk of manifesting contralateral ptosis after unilateral surgery.

  • Dry eye evaluation: Mandatory before surgery. Assesses the risk of dry eye worsening due to postoperative lagophthalmos.
  • Ocular motility test: To rule out oculomotor nerve palsy.
  • Ice pack test: Apply an ice pack to the upper eyelid for 2 minutes; improvement of 2 mm or more is positive (suspected MG). Sensitivity 80–92%, specificity 25–100%2).
  • Tensilon test: Administer edrophonium chloride (Antirex®) 10 mg intravenously in 2.5 mg increments and observe improvement in ptosis.
  • Upward gaze fatigue test: If ptosis or diplopia worsens after 1 minute of upward gaze, suspect MG.
  • Anti-acetylcholine receptor (AChR) antibody: Positive in about 85% of generalized MG and less than 50% of ocular MG.
  • CT/MRI/MRA: Useful for ruling out oculomotor nerve palsy, orbital lesions, and detecting cerebral aneurysms.
  • Dermatochalasis: Normal MRD and normal levator function.
  • Myasthenia gravis: Differentiated by diurnal variation and Tensilon test.
  • Oculomotor nerve palsy: Differentiated by mydriasis and diplopia.
  • Acute-onset ptosis: Urgently rule out cerebral aneurysm (IC-PC aneurysm).
Q What should I do if my eyelid suddenly droops?
A

Acute-onset ptosis may indicate a cerebral aneurysm (especially IC-PC aneurysm). If accompanied by dilated pupil or double vision, semi-urgent management is needed. Seek immediate ophthalmology or neurology consultation.

Surgical indications for congenital ptosis:

  • When the upper eyelid covers the pupillary zone
  • When the upper eyelid compresses the eyeball causing strong astigmatism (affecting binocular vision and visual development)
  • For unilateral severe cases, early surgery after age 1 may be considered to prevent amblyopia
  • Amblyopia management itself can be conservative; surgery is usually considered after age 2 and before school age

Surgical indications for acquired ptosis:

When objective findings (decreased MRD-1, abnormal eyelid crease, eyebrow elevation, forehead wrinkles) and subjective symptoms (heavy eyelids, superior visual field defect, eye pain, shoulder stiffness) are consistent, and surgery is expected to improve both.

The basic principle is to select the surgical technique based on levator function.

Levator function ≥10 mm → Levator advancement (levator aponeurosis advancement):

  • Target of approach: 3 patterns: aponeurosis / Müller muscle / aponeurosis + Müller muscle
  • Approach method: 2 patterns: transcutaneous / transconjunctival
  • If there is skin laxity or a single eyelid, skin excision and double eyelid creation are often performed together

Levator function less than 4 mm → Frontalis sling:

The materials used are as follows:

  • Autologous fascia (fascia lata, temporal fascia)
  • Gore-Tex® sheet
  • Nylon thread
  • Silicone rod

In children, reoperation is often needed due to growth, and nylon thread is a good indication because it has few complications and returns to the preoperative state if removed. For adults with stable skeletal and muscle conditions, Gore-Tex® sheets are often used.

Congenital (pediatric) surgical techniques:

  1. Frontalis sling: Autologous fascia lata (width 2 mm, length 40 mm) or nylon thread. Small incisions: one above the eyebrow and two on the eyelid margin. The procedure is relatively easy and highly effective.
  2. Whitnall’s sling: Can be performed from 1 year of age. Selected for severe cases or early surgery. Postoperative eyelid fissure enlargement in downward gaze is prominent.
  3. Levator resection: Suitable for mild cases.
Q How is the surgery for ptosis decided?
A

The surgical procedure is selected based on levator function. For levator function of 10 mm or more, levator advancement is chosen; for less than 4 mm, frontalis suspension is selected. In congenital pediatric cases, reoperation may be necessary with growth, and initial suspension using nylon sutures is often chosen.

Conservative treatment: Oxymetazoline 0.1% ophthalmic solution

Section titled “Conservative treatment: Oxymetazoline 0.1% ophthalmic solution”

Oxymetazoline 0.1% ophthalmic solution is a conservative treatment that contracts Müller’s muscle in the upper eyelid as an α1-adrenergic receptor partial agonist, correcting acquired ptosis.

It is indicated for acquired ptosis (including mild, moderate, and severe). If the cause is neurological disease, tumor, or trauma, evaluation and treatment of the underlying disease should be prioritized, and care should be taken not to obscure the primary disease with this agent 1).

Criteria for administering physician1): ① Board-certified ophthalmologist of the Japanese Ophthalmological Society or the Japanese Board of Ophthalmology, ② Ability to manage adverse reactions.

Usage: Instill one drop in the affected eye once daily (single-use vial formulation). The effect lasts approximately 8 hours after instillation. It provides temporary improvement and is not a curative treatment 3).

When using contact lenses: Remove contact lenses before instillation and wait at least 15 minutes before reinsertion. When used concomitantly with other eye drops, maintain an interval of at least 15 minutes.

If no effect is observed, do not continue indiscriminately; investigate the cause and consider other treatments 1). Use for cosmetic purposes is not permitted.

The efficacy of Upneeq was verified in two phase 3 RCTs (total 304 patients, 2:1 randomized double-blind placebo-controlled). The change in LPFT (difference from placebo) is shown below 3).

Evaluation time pointStudy 1Study 2
Day 1, 6 hours post-doseDifference 3.7 pointsDifference 4.2 points
Day 14, 2 hours afterDifference 4.2 pointsDifference 5.3 points (both p<0.01)

MRD1 also showed significant improvement 3).

Q Can oxymetazoline eye drops replace surgery?
A

It is not a curative treatment but a conservative therapy that provides temporary improvement for about 8 hours with once-daily instillation. It is used when surgery is not desired or as a bridge to surgery. If no effect is observed, it should not be continued indefinitely; other treatments including surgery should be considered.

Treatment of Neurogenic and Myogenic Ptosis

Section titled “Treatment of Neurogenic and Myogenic Ptosis”
  • Myasthenia gravis: Steroids, immunosuppressants, and cholinesterase inhibitors are first-line treatments. Oculoplastic surgery should be performed after the underlying disease is stable.
  • Oculomotor nerve palsy: Treat the underlying disease first. If no improvement after six months, consider surgery.
  • Horner syndrome: Müller muscle resection may be an option.

Age-related degenerative changes and mechanical irritation from long-term contact lens use cause the aponeurosis to stretch and thin (muscle fibrosis). Subcutaneous perforating vessels are no longer pulled in, and the eyelid crease disappears. Sustained compensatory contraction of the frontalis muscle can lead to tension headaches and neck-shoulder pain.

It has a two-layer structure: an anterior layer (thick) originating slightly distal to Whitnall’s ligament and a posterior layer (thin, inserting into the lower third of the tarsus). Subcutaneous perforating vessels form the eyelid crease.

Congenital degeneration (fibrosis) of the levator palpebrae superioris muscle reduces lifting power. The palpebral fissure widens on downgaze due to poor eyelid following (lid lag), and Marcus Gunn phenomenon may be associated.

Müller’s muscle is a sympathetically innervated smooth muscle that provides about 2 mm of eyelid elevation. In Horner syndrome, paralysis of this muscle results in approximately 2 mm of ptosis.

As an α1-adrenoceptor agonist, it binds to α receptors in Müller’s muscle of the upper eyelid, promoting muscle contraction and lifting the eyelid. In involutional ptosis, the levator aponeurosis is mainly affected, but Müller’s muscle function often remains, providing a compensatory lifting effect. This is the same principle as the effectiveness of Müller’s muscle resection for ptosis associated with Horner syndrome.

  • Aponeurotic: Good prognosis with levator advancement surgery.
  • Congenital: Reoperation may be necessary as the child grows. After frontalis suspension surgery, eyelid fissure enlargement may persist during downward gaze.
  • Myasthenia gravis: Treatment of the underlying disease is essential.
  • After oculomotor nerve palsy: Ocular motility disorder precedes, and surgery is considered after improvement.

7. Latest Research and Future Perspectives

Section titled “7. Latest Research and Future Perspectives”
  • Long-term safety of oxymetazoline: Evidence on safety and efficacy for long-term use exceeding 6 weeks is insufficient.
  • Application to specific populations: Safety data in pregnant women, nursing mothers, and children under 13 years of age have not been established. In animal studies, oxymetazoline was detected in the milk of lactating rats.
  • PTOSIS scoring system: Development of automated evaluation tools using image analysis is ongoing.
  • Postoperative QOL outcomes: Research evaluating surgical outcomes using patient-reported outcomes (PROs) is ongoing.
  1. 石川均, 渡辺彰英. 後天性眼瞼下垂に対するoxymetazoline(0.1%)点眼療法に関する治療指針. 日眼会誌. 2025. DOI: 10.60330/nggz-2025-054.
  2. Slonim CB, Foster S, Jaros M, et al. Association of oxymetazoline hydrochloride, 0.1%, solution administration with visual field in acquired ptosis: a pooled analysis of 2 randomized clinical trials. JAMA Ophthalmol. 2020;138:1168-1175.
  3. Wirta DL, Korenfeld MS, Foster S, et al. Safety of once-daily oxymetazoline HCl ophthalmic solution, 0.1% in patients with acquired blepharoptosis: results from four randomized, double-masked clinical trials. Clin Ophthalmol. 2021;15:4035-4048.

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