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Oculoplastic

Nasolacrimal Duct Obstruction

Lacrimal passage obstruction (stenosis/occlusion) causing tearing is called lacrimal duct obstruction. Among these, obstruction at or beyond the entrance of the nasolacrimal duct is termed nasolacrimal duct obstruction (NLDO).

Slit-lamp examination may show a high tear meniscus, and delayed clearance of fluorescein staining suggests lacrimal duct obstruction. Diagnosis is confirmed by lacrimal irrigation test.

Based on the site of obstruction, it is broadly classified into the following four types.

Punctal occlusion

Definition: A condition in which the upper and lower lacrimal puncta are stenosed or closed.

Main causes: Scarring after burns or chemical corrosion, Stevens-Johnson syndrome, ocular pemphigoid.

Drug-induced: Glaucoma eye drops such as timolol, dorzolamide, pilocarpine; IDU (antiviral drug); S-1 (TS-1®).

Canalicular obstruction

Definition: A condition in which the lacrimal canaliculi (upper and/or lower) are obstructed.

Yabe-Suzuki classification: Grade 1 (common canalicular obstruction with communication), Grade 2 (no communication between upper and lower, insertion possible 7–8 mm or more), Grade 3 (more proximal obstruction than Grade 2).

Features: Anticancer drug-related cases are often bilateral and involve both upper and lower canaliculi simultaneously.

Common canalicular obstruction

Definition: A condition in which the common canaliculus (junction of the upper and lower canaliculi) is obstructed.

Treatment strategy: Recanalization by DEP or SEP is the basic approach but is technically challenging; if not possible, CDCR (conjunctivodacryocystorhinostomy) is considered.

Nasolacrimal duct obstruction

Definition: A condition in which the nasolacrimal duct from the lacrimal sac to the opening in the inferior meatus is obstructed.

Most common site: Obstruction at the entrance of the nasolacrimal duct is the most frequent.

Curative treatment: DCR (dacryocystorhinostomy) is the first choice.

Since lacrimal endoscopy was covered by insurance in 2018 1), it has become possible to observe the degree of fibrosis and mucosal inflammation at the obstruction site, improving the accuracy of differentiating between common canaliculus and nasolacrimal duct obstruction. The concordance rate between obstruction site estimation by irrigation and lacrimal endoscopic findings is about 70% 1), highlighting the significance of direct endoscopic observation.

  • Persistent epiphora: Often unilateral. Worsens with going outside, wind, or cold stimulation.
  • Discharge/mucus retention: Mucus or pus accumulates in the lacrimal sac and may reflux from the punctum.
  • Swelling of the lacrimal sac area: When complicated by chronic dacryocystitis, swelling and tenderness occur at the inner canthus.
  • Increased discharge: Prominent when infection is present.

Differentiation from hypersecretion of tears

Section titled “Differentiation from hypersecretion of tears”

Epiphora includes not only lacrimal passage obstruction but also hypersecretion of tears (e.g., reflex tearing due to dry eye). If reflux occurs during lacrimal irrigation, obstruction can be diagnosed. Evaluate tear secretion with BUT measurement or Schirmer test to differentiate.

Clinical features by obstruction site and cause

Section titled “Clinical features by obstruction site and cause”

Punctal and canalicular obstruction occurring during anticancer treatment with S-1 (tegafur/gimeracil/oteracil potassium combination, TS-1®) often becomes severe. Early tube insertion is recommended. Among anticancer drug-related lacrimal duct obstructions, punctal and canalicular disorders account for about 60% 1). If the tube is removed during anticancer drug use, reobstruction is likely, so it is desirable to continue tube placement during treatment 1).

Yabe-Suzuki classification (canalicular obstruction)

Section titled “Yabe-Suzuki classification (canalicular obstruction)”

The Yabe-Suzuki classification is used as a severity classification for canalicular obstruction 1).

GradeDefinitionTreatment approach
Grade 1Bougie can be inserted ≥11 mm; communication between upper and lower puncta present (common canalicular obstruction)DEP/SEP, tube placement for 2–10 months
Grade 2No communication between upper and lower puncta; bougie can be inserted ≥7–8 mmDEP/SEP (high difficulty); consider CDCR
Grade 3Obstruction more proximal than Grade 2DEP/SEP difficult; attempt with metal bougie; consider CDCR

Nasolacrimal duct obstruction is the most common cause of adult epiphora. It is more common in women and the elderly, and anatomical narrowing of the nasolacrimal duct is considered a contributing factor. Cone-beam CT dacryocystography analysis has shown that the angle between the superior orbital rim, the internal common punctum, and the nasolacrimal duct opening is anteriorly flexed in 92% of cases 3), and this morphological characteristic is thought to contribute to the risk of obstruction.

  • Dacryoliths: Occur in 7.5% of nasolacrimal duct obstruction cases and increase the risk of acute dacryocystitis4).
  • Intralacrimal tumors: Pathological examination during DCR reveals granulation/reactive lymphoid hyperplasia in 5.9% and tumors in 1.4% (of which 69% are malignant)5).
  • Chronic dacryocystitis: Stagnation of tears and secretions proximal to the obstruction leads to bacterial overgrowth, resulting in chronic dacryocystitis.

Causes of nasolacrimal duct obstruction include chronic inflammation, age-related changes, as well as Stevens-Johnson syndrome, ocular cicatricial pemphigoid, and drug-induced causes (glaucoma eye drops, antiviral drugs, anticancer agents).

CT image of dacryocystitis secondary to nasolacrimal duct obstruction: enlargement of the lacrimal sac and inflammatory changes in surrounding soft tissues
CT image of dacryocystitis secondary to nasolacrimal duct obstruction: enlargement of the lacrimal sac and inflammatory changes in surrounding soft tissues
Wikimedia Commons. Heilman J (Doc James). Dacryocystitis CT scan. 2017. Source ID: commons_dacryocystitis_ct. License: CC BY-SA 4.0.
Axial CT image of dacryocystitis showing an oval soft tissue mass at the lacrimal sac area (medial to the inner canthus) with inflammatory fat stranding. This corresponds to the evaluation of lacrimal sac enlargement and surrounding inflammation by orbital and sinus CT, as discussed in the “Diagnosis and Examination Methods” section.
  1. Slit-lamp examination to confirm a high tear meniscus and delayed fluorescein clearance
  2. Lacrimal irrigation (syringing) to assess patency
  3. Dacryocystography or lacrimal endoscopy to identify the site of obstruction
  4. Preoperative orbital and sinus CT for surgical candidates
ExaminationInformation DetectedInvasivenessInsurance Coverage
Lacrimal irrigation (syringing)Presence of obstruction and direction of refluxLowYes
Dye disappearance testDecreased tear clearanceLowYes
DacryocystographyObstruction site, lacrimal sac enlargement, contrast cutoffModerateYes
Lacrimal endoscopyDirect observation of obstruction, fibrosis, mucosal inflammationModerateSince 2018
Orbital and sinus CTLacrimal sac fossa, nasal cavity shape, sinusitis, massModerateYes (preoperative)

Dacryoendoscopy was covered by insurance in 2018 1) and is useful for diagnosing the degree of fibrosis at the obstruction site, mucosal inflammation, and intralacrimal masses. If extralacrimal pathology is suspected, CT or MRI is used in combination.

Dacryocystography may be ambiguous in determining whether contrast reaches the obstruction site 1), and its role is largely complementary to direct observation with dacryoendoscopy.

  • Hypersecretion of tears (reflex due to dry eye): Differentiated by BUT and Schirmer test
  • Reflex epiphora due to conjunctivitis or keratitis: Differentiated by slit-lamp findings
  • Canaliculitis: Often associated with canalicular stones
  • Dacryocystitis (secondary infection): Swelling, tenderness, and fever over the lacrimal sac area
  • Intralacrimal tumors: Reports of malignant melanoma, papilloma, and granuloma
Q Is lacrimal duct obstruction the only cause of watery eyes (epiphora)?
A

The causes of epiphora are broadly divided into “lacrimal passage obstruction (normal secretion but inability to drain)” and “hypersecretion of tears (increased tears due to stimulation).” Lacrimal duct obstruction is the most common cause, but reflex epiphora due to dry eye, conjunctivitis, and keratitis can also cause tearing. Differential diagnosis is made by evaluating tear secretion with BUT measurement and Schirmer test, and checking for passage obstruction with lacrimal irrigation.

Q Is dacryoendoscopy covered by insurance?
A

It has been covered by insurance since 2018. Lacrimal endoscopy allows direct observation of the obstruction site and is useful for diagnosing the degree of fibrosis, mucosal inflammation, and intralacrimal tumors. It is particularly helpful for detailed classification of obstruction sites that are difficult to estimate with irrigation tests (e.g., distinguishing between common canalicular obstruction and nasolacrimal duct obstruction, and differentiating between lacrimal sac-nasolacrimal duct junction obstruction and lower membranous nasolacrimal duct obstruction).

Treatment is selected according to the site of obstruction, severity, and patient preference.

The following are performed as acute phase/initial management:

  • Observation with steroid eye drops, antibiotic eye drops, and lacrimal sac massage
  • When acute dacryocystitis is present: incision and drainage + intravenous/oral antibiotics to reduce inflammation, followed by surgical planning

Under topical anesthesia, the punctum is incised and dilated using a punctal dilator or sharp blade. A punctal plug is placed for 2–4 weeks and then removed; if reocclusion occurs, a silicone tube is placed in the canaliculus for 1–2 months and then removed.

Gradual punctal dilation (from thin to thick) followed by lacrimal tube placement can prevent reocclusion. The indwelling period is 1–7 months, and the success rate 3–12 months after tube removal is reported to be 81.8–100% 1).

After performing intralacrimal anesthesia with 4% lidocaine hydrochloride solution, the canaliculus is sufficiently dilated with a punctal dilator. A nunchaku-type or catheter-type silicone tube is carefully inserted from the punctum while confirming the sensation of the obstruction site, and removed after 1–2 months of indwelling.

Lacrimal Endoscopic Treatment for Yabe-Suzuki Classification Grade 1

Section titled “Lacrimal Endoscopic Treatment for Yabe-Suzuki Classification Grade 1”

The obstruction is perforated using DEP (direct endoscopic probing) or SEP (sheath-guided endoscopic probing) 1).

  • DEP: The lacrimal endoscope probe itself is used as a bougie.
  • SEP: A Teflon lacrimal sheath is attached as an outer tube, and the tip of the sheath is used to perforate the obstruction. Perforation can be performed while observing the lumen.

The tube indwelling period is 2 to 10 months. The patency rate at 878 days postoperatively by the Kaplan-Meier method is reported to be 94%1).

The difficulty level is significantly higher. If perforation is difficult with DEP/SEP, a thin metal bougie is used to attempt perforation1). If neither the upper nor lower canaliculus can be opened, CDCR (conjunctivodacryocystorhinostomy) is considered.

  • Jones tube: 87% of patients experience benefit, but lifelong indwelling is required (use is restricted as it is not approved domestically).
  • Conjunctival pedicle flap CDCR: Success rate 75%. Abduction disorder has been reported.
  • Conjunctivodacryocystostomy (dacryocyst transposition): Improvement of epiphora in all cases at 1 year postoperatively has been reported1).

Treatment of Nasolacrimal Duct Obstruction

Section titled “Treatment of Nasolacrimal Duct Obstruction”

The obstruction is perforated with DEP or SEP, and a tube is inserted using SGI (sheath-guided intubation) or G-SGI1).

  • SGI: The sheath is placed in the lacrimal passage, the tube is connected inside the sheath, and then the sheath is pulled out from the nasal cavity to guide the tube into the nasal cavity.
  • G-SGI: A modified SGI that does not require intranasal manipulation.

Direct tube insertion has a reported 22% rate of submucosal misinsertion1), so the SGI/G-SGI method is recommended. The tube indwelling period is 2 to 12 months. The surgical success rate at 1 year after tube removal is 70–87%1). The success rate of DSI (direct silicone intubation) is low at about 52.5% (8–30 months after tube removal)1), and the patency rate at 3,000 days after tube removal is 64%, with long-term recurrence risk reported1). Risk factors for recurrence include history of dacryocystitis, long disease duration, long obstruction length, and male sex1).

Indicated for patients with long-standing symptoms of epiphora and discharge who desire surgery. In acute dacryocystitis, surgical planning is done after incision and drainage and antibiotics to control inflammation. For patients who do not desire radical surgery, bougie or tube placement can delay surgery, but it should be fully explained in advance that the outcomes of tube placement for nasolacrimal duct obstruction are not favorable.

Procedure for external DCR:

  1. Anesthesia: Mix Bosmin® and 2% Xylocaine® in a 1:1 ratio, soak in gauze, and insert into the nasal mucosa at the bone window site using ENT forceps.
  2. Skin incision: Make an incision along the anterior lacrimal crest from the upper edge of the medial canthal tendon to the entrance of the nasolacrimal duct using a round knife.
  3. Bone window creation: Create a bone window of approximately 1×1 cm in the lacrimal sac fossa. Use a flat chisel or round chisel with a hammer, or an electric drill.
  4. Stent placement: Place a silicone tube and silicone pod in the bone window. Concurrent use of Beshikitin® is useful for maintaining space in the bone window and hemostasis.
  5. Postoperative management: Remove Beshikitin® at 1 week, silicone pod at 1 month, and silicone tube at 2 months after surgery.

The success rate of external DCR is 90–99% 1), and many reports indicate a reocclusion rate of less than 10%. Some reports suggest that the endoscopic (intranasal) DCR has slightly inferior outcomes due to the smaller bone window.

ProcedureSuccess rateStent/patency durationMain indications
Direct silicone intubation (DSI)Approximately 52.5% (at 8–30 months)Stent left in place for 2–12 monthsNasolacrimal duct obstruction (mild)
Lacrimal endoscopic tube insertion (DEP/SEP+SGI)70–87% (at 1 year)Indwelling for 2–12 monthsNasolacrimal duct obstruction / canalicular obstruction
External DCR90–99%1)Nasolacrimal duct obstruction (curative)
DEP/SEP (Grade 1 canalicular obstruction)Patency rate 94% (at 878 days)Indwelling for 2–10 monthsTotal canalicular obstruction

The main complications associated with lacrimal endoscopic surgery and lacrimal tube intubation are listed below1).

  • Mucosal tear formation / submucosal misinsertion of tube: Most common intraoperative complication. Can be avoided with SGI/G-SGI technique.
  • Cheese-wiring (slit-like laceration of the punctum): Risk increases with excessive punctal incision/dilation or long-term intubation (9 months or more).
  • Intracanalicular granulation: Caused by tube contact/friction. Treated with corticosteroid eye drops, often resolves within 1 month after tube removal.
  • Dacryocystitis/infectious keratitis: Bacterial overgrowth (Moraxella lacunata, S. mitis, Pseudomonas aeruginosa, alpha-hemolytic streptococci, etc.) with long-term tube placement.
  • Orbital cellulitis: Spread of bacteria from the lacrimal sac into the orbit due to submucosal misinsertion of the tube. Requires intravenous antibiotics and immediate tube removal.
Q What are the surgical options for nasolacrimal duct obstruction?
A

Broadly, there are two types: “endoscopic lacrimal intubation” and “DCR (dacryocystorhinostomy).” Intubation is less invasive, with a success rate of 70–87% at 1 year after removal, but has a long-term recurrence risk. External DCR is curative with a success rate of 90–99% and a reocclusion rate below 10%. The choice depends on symptom severity, disease duration, and patient preference.

Q I have persistent tearing due to side effects of anticancer drug (S-1). Can it be treated?
A

Lacrimal obstruction caused by S-1 (TS-1®) often occurs at the punctum and canaliculus and tends to be severe, so early silicone tube intubation is recommended. If the tube is removed during chemotherapy, reocclusion is likely, so it is advisable to maintain tube placement during ongoing treatment. If you notice symptoms, consult an ophthalmologist promptly.

Q When is the tube removed after surgery?
A

It depends on the site of obstruction and the surgical technique. Punctal tube placement: 1–7 months; endoscopic lacrimal treatment of the canaliculus (DEP/SEP): 2–10 months; nasolacrimal duct intubation: 2–12 months. Optimal timing for tube removal based on endoscopic findings is expected in the future.

6. Pathophysiology and Detailed Mechanisms

Section titled “6. Pathophysiology and Detailed Mechanisms”

Mechanisms of Nasolacrimal Duct Obstruction

Section titled “Mechanisms of Nasolacrimal Duct Obstruction”

Obstruction at the entrance of the nasolacrimal duct is most common. Chronic inflammation, age-related changes, and anatomical narrowing are involved in combination.

When obstruction occurs, tears and secretions accumulate proximal to the blockage (lacrimal sac side). The accumulated mucus becomes a culture medium for bacteria, leading to overgrowth of Moraxella lacunata, S. mitis, Pseudomonas aeruginosa, alpha-hemolytic streptococci, etc., and progression to chronic dacryocystitis1). Reduced tear clearance also contributes to chronic changes in the cornea and conjunctiva.

A report analyzing lacrimal duct morphology using cone-beam CT dacryocystography found that the angle between the superior orbital rim, the internal common punctum, and the nasolacrimal duct opening is anteriorly flexed in 92% of cases 3), and this morphological characteristic is thought to influence the difficulty of instrument insertion into the nasolacrimal duct and the formation of obstructions.

Lacrimal endoscopes come in two types: a specification with an outer diameter of 0.9 mm and 10,000 observation pixels (2012 improved version), and an operability-priority type with an outer diameter of 0.7 mm and 3,000 pixels 1). In 2020, the depth of focus was improved to accommodate observation distances of 1.5 to 7 mm. A bent type with a 27° upward bend at the distal 10 mm is mainly used, and straight and double-bent types are selected according to the case 1).

Lacrimal sac stones are formed by chronic inflammation and retention of secretions 4). Intracanalicular tumors are sometimes discovered by lacrimal endoscopy, and reports include malignant melanoma, papilloma, and granuloma 1). Since malignant tumors are found in about 1.0% (69% of all tumors) of pathological examinations during DCR, histopathological examination of surgical specimens is recommended 5).

7. Recent Research and Future Perspectives

Section titled “7. Recent Research and Future Perspectives”
  • Lacrimal endoscopy was developed by Suzuki et al. in 2002 2) and was covered by insurance in 2018 1). SGI and G-SGI are also discussed in the guidelines as methods to avoid submucosal misinsertion, and standardization of lacrimal endoscopy-guided tube insertion is progressing 1).
  • Lacrimal endoscopy-guided probing for congenital nasolacrimal duct obstruction has a high cure rate of 92.3–100% 1), and its use is also proposed in the Clinical Practice Guidelines for Congenital Nasolacrimal Duct Obstruction (2022).
  • Determination of the optimal timing for lacrimal tube removal based on lacrimal endoscopic findings (degree of fibrosis at the obstruction site, mucosal inflammation) is expected in the future 1).
  • Conjunctivodacryocystostomy (lacrimal sac transposition) is attracting attention as a new surgical technique for Grade 2 and 3 canalicular obstructions, and improvement of epiphora has been reported in all cases one year after surgery 1).
  • Diagnosis and treatment of nasolacrimal duct obstruction using lacrimal endoscopy is a field where Japan leads the world, and standardization is progressing based on the guidelines for lacrimal endoscopic practice 1).
  1. 日本涙道・涙液学会涙道内視鏡診療の手引き作成委員会. 涙道内視鏡診療の手引き. 日眼会誌 127: 896-917, 2023. Available from: https://www.nichigan.or.jp/member/journal/guideline/detail.html?itemid=673&dispmid=909
  2. 鈴木亨. 涙道内視鏡の有用性と限界. 眼科手術 33: 538-544, 2020. Available from: https://jglobal.jst.go.jp/en/detail?JGLOBAL_ID=202002256916516519
  3. Nakamura M, Sakamoto K, Kamio T, et al. Analysis of lacrimal duct morphology with cone-beam computed tomography dacryocystography in a Japanese population. Clin Ophthalmol. 2022;16:1859-1865. doi:10.2147/OPTH.S364406. PMID:35733983
  4. 鳥飼智彦, 鎌尾知行, 三谷亜里沙, 白石敦. 涙道内視鏡による涙囊結石の診断と治療成績の検討. 日眼会誌 125: 523-529, 2021.
  5. Koturović Z, Jovanović S, Tatić S, Gordić N, Milenković S, Stanković Z. Clinical significance of routine lacrimal sac biopsy during dacryocystorhinostomy: a comprehensive review of literature. Bosn J Basic Med Sci. 2017;17(2):166-171. doi:10.17305/bjbms.2016.1861. PMID:28474688

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