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Pediatric Ophthalmology & Strabismus

Anophthalmia

Anophthalmia is a severe congenital eye malformation characterized by the complete absence of ocular tissue within the orbit. It occurs at a frequency of 0.6 to 4.2 per 100,000 live births1). The estimated birth prevalence is about 3 per 100,0002).

Clinically, it is divided into the following two types:

  • True anophthalmia: A condition in which no ocular tissue is histologically present in the orbit. It is extremely rare. Embryologically, it is classified into primary anophthalmia (failure of optic pit formation), secondary anophthalmia (associated with forebrain developmental abnormalities), and degenerative anophthalmia (degeneration after optic vesicle formation).
  • Clinical anophthalmia: A condition in which the eye appears absent externally, but remnants of minute ocular tissue exist5). Except for primary anophthalmia, ectodermal tissue may be found histopathologically in the orbit, making differentiation from extreme microphthalmia difficult.

Anophthalmia forms a continuous spectrum with microphthalmia. In microphthalmia, a hypoplastic eye is present within the orbit. Clinically, differentiation between severe microphthalmia and anophthalmia can be difficult and requires imaging studies7).

Anophthalmia may occur in isolation or as part of a syndrome. It is reported to be bilateral in 53–71% of cases. The rate of associated systemic abnormalities is high, with 32–93% of cases involving other organ anomalies2).

Q How is anophthalmia different from microphthalmia?
A

Anophthalmia is the complete absence of ocular tissue. Microphthalmia is the presence of a hypoplastic eye. They form a continuous spectrum, and differentiation from severe microphthalmia requires imaging such as MRI7).

Anophthalmia is a congenital condition, so the affected child has no subjective symptoms. The guardian notices the absence of the eyeball at birth.

  • Complete absence of visual function: No vision is present in the affected eye.
  • Eyelid depression: Accompanied by shortening of the palpebral fissure and narrowing of the conjunctival sac5).
  • Facial asymmetry: In unilateral cases, orbital hypoplasia and facial asymmetry on the affected side become more pronounced with growth5).

Clinical Findings (Findings Confirmed by Physician Examination)

Section titled “Clinical Findings (Findings Confirmed by Physician Examination)”

Clinical findings after birth are as follows:

  • Shortening of the palpebral fissure: The conjunctival sac is narrow and the orbital structure is depressed.
  • Absence of red reflex (RRT): Detected as asymmetric or absent during newborn screening1).
  • Orbital hypoplasia: Development of the orbital bone is delayed due to lack of mechanical stimulation from the eyeball.
  • Abnormalities in the contralateral eye: In unilateral cases, the contralateral eye may have coloboma, cataract, optic nerve hypoplasia, etc.

In bilateral cases, depressed orbits and midface hypoplasia are observed5).

The etiology of anophthalmia is complex, involving both genetic and environmental factors.

Over 90 genes have been reported to be associated with anophthalmia and microphthalmia 2). The main causative genes are as follows.

SOX2

Most frequent causative gene: accounts for 10–20% of severe bilateral cases 1).

Inheritance pattern: mostly de novo heterozygous loss-of-function mutations.

SOX2 anophthalmia syndrome: may be accompanied by learning disabilities, growth retardation, epilepsy, esophageal atresia, and genitourinary abnormalities 1).

OTX2

Second most common causative gene: found in about 3% of bilateral anophthalmia cases.

Function: encodes a transcription factor that regulates optic vesicle differentiation and retinal formation.

Extraocular manifestations: associated with pituitary abnormalities (growth hormone deficiency), learning disabilities, and brain structural abnormalities 6).

Other important genes include:

  • PAX6: master control gene for eye development. Mutations are mainly involved in aniridia, but also contribute to anophthalmia through interaction with SOX2
  • BMP4: involved in retina, lens, and optic vesicle formation. Mutations cause anophthalmia, pituitary abnormalities, and polydactyly 6)
  • STRA6: Involved in the retinoic acid signaling pathway. Mutations are associated with congenital heart disease, diaphragmatic hernia, etc. 1)
  • RAX: Accounts for about 2% of hereditary anophthalmia and microphthalmia 1)

Chromosomal abnormalities such as trisomy 13, trisomy 18, and mosaic trisomy 9 are associated 1). 14q22q23 microdeletion syndrome (Frias syndrome) presents with anophthalmia and pituitary abnormalities due to deletion of BMP4 and OTX2 6).

According to a review by Goyal et al. (2025), all Mendelian inheritance patterns—autosomal dominant, autosomal recessive, and X-linked—have been reported in anophthalmia and microphthalmia. Most cases occur sporadically due to de novo mutations 2).

The following intrauterine environmental factors have been reported 1)2):

  • Intrauterine infections: TORCH infections such as rubella, cytomegalovirus (CMV), parvovirus B19, and toxoplasma
  • Nutritional deficiency: Maternal vitamin A deficiency. Animal studies have confirmed that vitamin A-deficient diets produce offspring with anophthalmia 2)
  • Drug/toxin exposure: Thalidomide, warfarin, alcohol, isotretinoin
  • Other: Hyperthermia, X-ray exposure

The following epidemiological risk factors are known:

  • Advanced maternal age (40 years or older)
  • Multiple pregnancy
  • Low birth weight
  • Preterm birth

Anophthalmia can be detected prenatally by ultrasound examination 1).

  • Ultrasound: Two-dimensional and three-dimensional ultrasound can detect ocular malformations from the end of the first trimester. Three-dimensional reverse-face imaging may be superior to two-dimensional imaging for diagnosis 1)
  • Fetal MRI: Used as a confirmatory test when ultrasound is suspicious. It can evaluate the presence of ocular tissue, optic nerve, and extraocular muscles in detail 1)
  • Genetic testing: Chromosomal analysis or gene panel testing via amniocentesis or chorionic villus sampling (CVS)

However, it is rarely detected by prenatal ultrasound unless other abnormalities coexist.

Postnatal diagnosis is performed as follows.

  • Newborn examination: Palpation through the eyelids to check for the presence of the eyeball. Red reflex test (RRT) screening is useful 1)
  • Ophthalmic evaluation: Detailed examination by a pediatric ophthalmologist. Assessment of palpebral fissure width, conjunctival sac size, and evaluation of the contralateral eye.
  • Imaging studies: Ultrasound to evaluate orbital structures. CT/MRI to screen for ocular contents, optic nerve presence, and central nervous system abnormalities.
Imaging studyMain evaluation targetCharacteristics
UltrasoundPresence of eyeball, axial lengthNoninvasive, simple
MRIOptic nerve, central nervous system abnormalitiesDetailed soft tissue evaluation
CTOrbital bone structureExcellent for bone evaluation

MRI confirms complete absence of the eyeball and optic nerve hypoplasia. Extraocular muscles may be present even without an eyeball5).

Because of the possibility of syndromic involvement, comprehensive genetic testing is recommended1).

  • Chromosome analysis: Karyotyping, chromosomal microarray (SNP array, CGH array)
  • Next-generation sequencing (NGS): Targeted gene panel or whole exome sequencing (WES). WES has enabled the identification of rare mutations that were previously difficult to detect2)
  • Family history taking: Including ophthalmologic evaluation of parents

The following are performed as screening for associated abnormalities:

  • Brain MRI: Screening for pituitary hypoplasia, hippocampal malformation, hypothalamic abnormalities, agenesis of the corpus callosum, etc.1)
  • Renal ultrasound: Recommended due to the high rate of co-occurrence of eye and kidney diseases
  • Hearing test: Auditory brainstem response (ABR)
  • Echocardiography: Evaluation for congenital heart disease1)

Alhubaishi et al. (2024) reported a case of bilateral congenital anophthalmia in which brain MRI suggested a Dandy-Walker variant and left renal pelvis dilation was noted5). This case illustrates the importance of systemic evaluation in the management of anophthalmia.

Q When can anophthalmia be diagnosed?
A

It may be detectable prenatally by ultrasound from around 12 weeks of gestation. However, prenatal diagnosis is difficult unless other abnormalities coexist, and it is often discovered after birth during clinical examination1). MRI is useful for definitive diagnosis.

Treatment for anophthalmia is not aimed at restoring vision, but at promoting normal orbital development, maintaining facial symmetry, and enabling the fitting of an ocular prosthesis.

Early intervention from infancy is essential. The normal infant eye is about 70% of adult size and grows most rapidly during the first 12 months of life 3). Without mechanical stimulation of the orbit during this period, orbital development is delayed, leading to facial asymmetry.

This is the least invasive initial treatment and should ideally be started within 1–2 weeks after birth 3).

  • An expander shaped like an ocular prosthesis is placed in the conjunctival sac.
  • It is replaced with progressively larger sizes as the child grows.
  • Resin materials (acrylic, silicone) are commonly used.
  • Expanders made of hydrophilic hydrogel absorb tissue fluid and expand naturally, eliminating the need for frequent replacement.

Yamashita et al. (2023) reported orbital expansion using a thermoplastic resin splint in a 2-month-old infant with clinical congenital anophthalmia. The splint was replaced stepwise as the child grew, and after 5 years, there was almost no difference between the orbits, indicating a good outcome 3). This report demonstrates the usefulness of a material that can be easily fabricated in an outpatient setting.

This is considered about 2 months after conformer placement.

  • Autologous tissue: Dermis fat graft (DFG) tends to enlarge with the child’s growth, offering the advantage of reducing the number of surgeries.
  • Synthetic materials: Porous or non-porous materials such as hydroxyapatite, polyethylene, and acrylic resin are used. Stepwise replacement as the child grows is necessary.

Kato-Junior et al. (2025) reported a new technique combining dermis fat graft with upper eyelid skin graft in three children with unilateral congenital anophthalmia. Better outcomes were obtained in two cases where surgery was performed within the first month of life, highlighting the importance of early intervention 4).

Conformer

Invasiveness: Low. Can be fitted and replaced in an outpatient setting.

Start timing: Ideally 1–2 weeks after birth.

Advantages: Non-surgical and allows repeated expansion.

Disadvantages: Requires frequent replacement. May be insufficient in severe cases.

Orbital Implant

Invasiveness: Requires surgery.

Start timing: Several months after conformer therapy.

Advantages: Permanent increase in orbital volume. DFG grows with the child.

Disadvantages: Risk of exposure and infection. Requires staged replacement.

After the orbit is sufficiently expanded, a prosthetic eye (external prosthesis) is fitted. Transition to a standard prosthetic eye may be possible after 8 months of age 3). Adjustment is needed about once a year as the child grows. When introducing a prosthetic eye in children, the number of adjustments may be 3 or more, and the adjustment period may exceed 6 months. In principle, prosthetic eyes for microphthalmia are not covered by insurance, and the financial burden on families is significant.

The following additional surgeries may be considered to improve overall appearance.

  • Surgical correction of the eyelids (ptosis, entropion, etc.)
  • Lacrimal sac correction
  • Annual orbital implant check
Q At what age can a prosthetic eye be fitted?
A

Orbital expansion treatment with a conformer is started early in life, and after the conjunctival sac has sufficiently developed, transition to a prosthetic eye is made. The timing varies by case, but it may be possible from around 8 months of age 3). The size of the prosthetic eye needs to be adjusted periodically as the child grows.

6. Pathophysiology and detailed pathogenesis

Section titled “6. Pathophysiology and detailed pathogenesis”

The eye is formed through a highly coordinated series of steps involving tissues derived from the neuroectoderm, neural crest cells, mesoderm, and surface ectoderm.

  1. Embryonic week 4: The rostral neuropore of the neural tube closes, and the optic vesicle forms from the neuroectoderm of the forebrain
  2. Optic vesicle → optic cup: The optic vesicle induces the surface ectoderm to form the lens, and itself invaginates to form the optic cup
  3. Development of the optic cup: It grows around the lens, forming mature ocular structures including the retina, iris, and ciliary body
  4. Optic stalk: The optic stalk connecting the optic cup and forebrain develops into the optic nerve
  5. Mesenchymal differentiation: Surrounding mesenchyme forms the choroid, cornea, and sclera

Classification and pathogenesis of anophthalmia

Section titled “Classification and pathogenesis of anophthalmia”

Anophthalmia is classified into three types based on the timing of developmental disturbance.

ClassificationTiming of occurrenceCharacteristics
PrimaryBefore optic vesicle formationRare. Usually bilateral.
SecondaryNeural tube formation periodSecondary to anterior neural tube abnormalities. Lethal.
ConsecutiveAfter optic vesicle formationDue to secondary degeneration of the optic vesicle.

Multiple transcription factors and signaling pathways are involved in ocular development2).

  • OTX2: Regulates forebrain specification and controls the expression of SIX3, RAX, and PAX6. Cooperates with SOX2 to regulate RAX.
  • SIX3: Suppresses WNT signaling and activates eye field transcription factors such as PAX6 and LHX2.
  • PAX6: Master regulator of eye development. Essential for the formation of the lens placode and pre-placodal region.
  • BMP4: Induces thickening of the lens placode under the regulation of LHX2. BMP4-deficient mice do not form lenses2).
  • Retinoic acid pathway: Induces invagination of the optic vesicle. Mutations in related genes such as STRA6, ALDH1A3, and RARB cause ocular malformations.

According to a review by Goyal et al. (2025), the extracellular matrix (ECM) also plays an important role in eye development. Impairment of laminin subunits causes ocular malformations, and lumican (LUM) regulates axial length. Type IV collagen mutations affect retinal pigment epithelium growth2).

In addition to genetic mutations, epigenetic modifications are also involved in the development of anophthalmia2).

  • DNA methylation: Maternal smoking or folate deficiency alters methylation patterns of genes important for eye development.
  • Histone modification: Mutations in histone methyltransferases such as EZH2 and KMT2D are associated with developmental disorders including eye abnormalities.
  • MicroRNA: miR-204 regulates genes important for lens and retinal development.

7. Recent Research and Future Perspectives

Section titled “7. Recent Research and Future Perspectives”

The widespread use of whole exome sequencing (WES) and whole genome sequencing (WGS) has enabled the identification of rare genetic variants that were previously difficult to detect2).

Harding et al. (2023) conducted a molecular diagnostic study of 50 MAC cohort cases and identified pathogenic variants in approximately 33% using comprehensive analysis with targeted gene panels, WGS, and microarray CGH. New genotype-phenotype correlations were also reported, such as the association of EPHA2 with microphthalmia and FOXE3 with hearing impairment and renal abnormalities2).

Efforts are underway to apply WES as a precise test for prenatal ultrasound abnormalities. Even in cases difficult to diagnose with conventional karyotyping or microarray, reports indicate that WES can provide an additional diagnosis in 6.2–57% of cases 2).

Stem Cell and Regenerative Medicine Research

Section titled “Stem Cell and Regenerative Medicine Research”

Research using induced pluripotent stem cells (iPSCs) is opening new therapeutic possibilities 2).

  • Technologies have been developed to differentiate iPSCs into retinal cells and ocular tissues.
  • Patient-derived iPSC models allow the study of disease-specific mutation effects.
  • Pharmacological approaches using caspase-8 inhibitors are being attempted to suppress apoptosis.

A workflow for fabricating conformers using computer-aided design (CAD) and 3D printing has been developed, offering the potential for personalized and precise treatment.

Q Should I undergo genetic testing for anophthalmia?
A

Genetic testing is useful for elucidating the cause, predicting complications, and genetic counseling. It is especially recommended when bilateral or syndromic cases are suspected 1). However, in about 67% of cases, pathogenic mutations may not be identified even with current technology, so involvement of a clinical genetic specialist is important for interpreting results.

  1. Russo M, Palmeri S, Zucconi A, Vagge A, Arioni C. Management of anophthalmia, microphthalmia and coloboma in the newborn, shared care between neonatologist and ophthalmologist: a literature review. Ital J Pediatr. 2025;51:65.
  1. Goyal S, Tibrewal S, Ratna R, Vanita V. Genetic and environmental factors contributing to anophthalmia and microphthalmia: Current understanding and future directions. World J Clin Pediatr. 2025;14(2):101982.
  1. Yamashita K, Yotsuyanagi T, Hamamoto Y, Gonda A, Kita A, Kitada A. Enlargement of the Eye Socket Early after Birth with an Ocular Prosthesis for Clinical Congenital Anophthalmia. J Plast Recontr Surg. 2023;2(1):20-24.
  1. Kato-Junior EM, Padovani CR, Meneghim RLFS, Schellini SA. Congenital anophthalmia treated with a dermis fat graft combined with a skin graft in the upper lid in early childhood. Saudi J Ophthalmol. 2025;39:275-277.
  1. Alhubaishi F, Almedfaa A, Andacheh M. A Case of Congenital Bilateral Anophthalmia. Curr Health Sci J. 2024;50(2):328-331.
  1. Kera J, Watal P, Ali SA. Anophthalmia, Global Developmental Delay, and Severe Dysphagia in a Young Girl With 14q22q23 Microdeletion Syndrome. Cureus. 2021;13(7):e16395.
  1. Dedushi K, Hyseni F, Musa J, et al. A rare case of anophthalmia without any family history and antenatal risk factors. Radiol Case Rep. 2021;16:3772-3775.
  1. Lu Y, Zhao JJ, He P. A 12 Week Fetus with Anophthalmia, Limb Anomalies and Infratemporal Teratoma. Int J Womens Health. 2024;16:41-46.
  1. Rasic DM, Vasovic DD, Knezevic M. Primary Orbital Teratoma With Congenital Anophthalmia in a Neonate: A Rare Case With Histopathological and Radiological Correlation. Case Rep Ophthalmol Med. 2025;2025:5032089.
  1. Chen D, Heher K. Management of the anophthalmic socket in pediatric patients. Curr Opin Ophthalmol. 2004;15:449-453.

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