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Pediatric Ophthalmology & Strabismus

Congenital Cranial Dysinnervation Disorders

1. What is Congenital Cranial Nerve Abnormal Innervation Syndrome?

Section titled “1. What is Congenital Cranial Nerve Abnormal Innervation Syndrome?”

Congenital cranial dysinnervation disorders (CCDDs) are a group of congenital, non-progressive diseases that present with paralytic strabismus due to abnormal innervation (dysinnervation) of the extraocular muscles. In 1879, Heuk first identified a group of congenital ocular motility abnormalities, and in 2002, the European Neuromuscular Centre established the term “CCDD.”

CCDDs are classified based on the affected cranial nerves and occur as isolated ocular motor disorders or as part of syndromes with other neurological and non-neurological features depending on the genetic mutation 1). The main diseases included are as follows.

  • Marcus Gunn jaw-winking syndrome (MGJWS): A blinking phenomenon caused by abnormal communication between the trigeminal and oculomotor nerves.
  • Moebius syndrome: Multiple cranial nerve palsies mainly involving the abducens and facial nerves
  • Duane Retraction Syndrome (DRS): The most common, affecting about 1 in 1,000 people1)
  • Congenital fibrosis of the extraocular muscles (CFEOM): Bilateral ophthalmoplegia and ptosis

Each disease has its own pattern of synkinesis and presents with characteristic clinical features.

Q What diseases are included in CCDDs?
A

Marcus Gunn jaw-winking phenomenon, Moebius syndrome, Duane syndrome, and congenital fibrosis of the extraocular muscles (CFEOM) are included. Duane syndrome is the most common, occurring in about 1 in 1,000 people1).

Since CCDDs are congenital, patients rarely notice the abnormality themselves. They are often discovered by family members or healthcare professionals.

  • Eye movement limitation: Limitation of movement in one or both eyes in specific directions
  • Ptosis: Prominent in CFEOM. Compensatory head posture is adopted to maintain the visual axis.
  • Abnormal head posture: Compensatory head positions such as chin elevation (CFEOM) or face turn (DRS)
  • Decreased visual acuity due to amblyopia: Develops secondary to ocular misalignment or ptosis

Each disease presents a characteristic clinical picture.

MGJWS

Eyelid elevation by trigeminal nerve stimulation: The ipsilateral upper eyelid transiently elevates during actions such as smiling, chewing, sucking, or opening the mouth.

Discovery opportunity: Often first noticed during breastfeeding.

Unilateral or bilateral: Unilateral cases are more common.

Coexisting amblyopia: Amblyopia requiring treatment is present in 30–60% of cases.

Möbius syndrome

Abducens and facial nerve palsy: The abducens nerve (CN VI) and facial nerve (CN VII) are most commonly affected.

Facial drooping: In addition to limited lateral gaze, facial muscle paralysis including the forehead and eyebrows is observed.

Vertical eye movements preserved: Horizontal movement limitation is predominant1).

Associated abnormalities: May include Poland anomaly, limb abnormalities, developmental delay, and dysphagia.

DRS

Abduction limitation and globe retraction: Globe retraction and palpebral fissure narrowing on adduction are common findings.

Type I (most common): Mainly abduction limitation. Type II shows adduction limitation, and Type III shows both adduction and abduction limitation.

Mostly unilateral: Over 80% are unilateral, more common in the left eye.

Compensatory head posture: Often involves head turn 1).

CFEOM

Bilateral ophthalmoplegia: Non-progressive bilateral eye movement disorder with or without ptosis.

Vertical gaze palsy: Vertical impairment is common, and horizontal impairment is also observed to varying degrees.

Compensatory chin elevation: An abnormal head posture is adopted to maintain the visual axis.

MRI findings: Marked hypoplasia of the superior rectus and levator palpebrae superioris muscles, and hypoplasia and abnormal course of the orbital motor nerves1).

In DRS, the inferior branch of the oculomotor nerve aberrantly innervates the lateral rectus, causing simultaneous contraction of the medial and lateral recti, leading to globe retraction. MRI confirms hypoplasia or absence of CN6 and innervation of the lateral rectus by CN31).

The etiology of CCDDs is broadly divided into two major mechanisms in the development of cranial nerves1).

Specific Abnormalities of Neurons

PHOX2A: Homozygous loss-of-function mutation → CFEOM2 (congenital absence of CN3, CN4, and motor nuclei)

HOXA1: Homozygous loss-of-function mutation → bilateral DRS + sensorineural hearing loss + facial nerve palsy + central hypoventilation + vascular malformations + intellectual disability

SALL4: Haploinsufficiency → Duane radial ray syndrome (DRS + upper limb malformations, autosomal dominant)

MAFB: Heterozygous loss-of-function mutation → isolated DRS. Dominant-negative mutation → DRS + hearing impairment

Abnormal Axon Growth and Guidance

KIF21A: heterozygous missense mutation → CFEOM1 (kinesin-4 family motor protein)

TUBB3: missense mutation → CFEOM3 (neuron-specific β-tubulin)

CHN1: heterozygous mutation → DRS (α2-chimaerin). Often bilateral DRS

ROBO3: homozygous mutation → HGPPS (horizontal gaze palsy with progressive scoliosis). Prevents midline crossing of commissural axons

Most cases follow autosomal inheritance, but sporadic cases also occur.

  • DRS: up to 90% are sporadic, remaining 10% are autosomal dominant
  • Möbius syndrome: Mostly sporadic. Intrauterine vascular disruption (cocaine, misoprostol use) has been suggested as a possible etiologic factor.
  • CFEOM: Initially thought to be a myopathic disorder, but it is now known to be a neurologic disease with secondary muscle fibrosis1).

Other associated genes include TUBB2B, ECEL-1, ACKR3, COL25A1, TUBB6, and CDH2 (N-cadherin), which are involved in various CCDD phenotypes1).

Q Are CCDDs caused only by genetic mutations?
A

Autosomal inheritance is common, but sporadic cases are also frequent. Duane syndrome is sporadic in 90% of cases. In Möbius syndrome, intrauterine vascular disruption has also been suggested as a contributing factor.

First, serious causes such as neonatal stroke or tumor must be ruled out. The diagnosis of CCDDs is based on characteristic clinical findings such as synkinetic patterns, globe retraction, and palpebral fissure narrowing.

  • Evaluation of synkinetic patterns: Confirm abnormal co-movements characteristic of each disease
  • Ocular motility examination: Assess the range and degree of movement restriction in each direction
  • Retinoscopy: Used to evaluate anisometropia
  • MRI: In DRS, hypoplasia or absence of CN6 and abnormal innervation of the lateral rectus by CN3 can be confirmed. In CFEOM1, hypoplasia of the superior rectus and levator palpebrae superioris and abnormal course of the oculomotor nerve have been reported1)
  • Forced duction test in DRS: Confirms restrictive changes in the extraocular muscles themselves

Panel testing of causative genes according to the CCDD phenotype is performed.

The main differential diagnoses are shown below.

Differential diagnosisKey points for differentiation
Neonatal strokeAcute onset, imaging findings
CHARGE syndromeMultiple congenital anomalies
Congenital cranial nerve palsyProgressive or not
Neonatal tumorImaging findings, progressive

The general management principle for all CCDDs is early detection of amblyopia and correction of related clinical symptoms.

  • If there is visual axis obstruction, surgical correction should be considered. Bilateral frontalis suspension may be optimal in some cases.
  • Amblyopia treatment is necessary in 30-60% of cases
  • Perform retinoscopy early to correct anisometropia
  • Early rehabilitation with physical and speech therapy is central

Congenital Fibrosis of the Extraocular Muscles (CFEOM)

Section titled “Congenital Fibrosis of the Extraocular Muscles (CFEOM)”
  • Treatment focuses on abnormal head posture (AHP).
  • Strabismus surgery is performed before ptosis correction.
  • Ptosis correction aims for undercorrection due to concerns about exposure keratopathy and loss of Bell’s phenomenon.
  • Surgical outcomes are difficult to predict due to the restrictive nature.
Q Why is amblyopia management important in CCDDs?
A

Amblyopia is an important complication in all CCDDs. In Marcus Gunn jaw-winking phenomenon, 30-60% have amblyopia requiring treatment. Since visual deprivation due to abnormal eye position or ptosis causes amblyopia, early detection and refractive correction are key.

6. Pathophysiology and Detailed Mechanisms

Section titled “6. Pathophysiology and Detailed Mechanisms”

The essence of CCDDs is abnormal innervation (dysinnervation) of the extraocular muscles during early development. Identification of causative genes has revealed that inappropriate development of cranial motor neurons and secondary fibrosis of uninnervated muscles are central to the pathology1).

Loss-of-function mutations in transcription factors required for brainstem patterning result in failure to form specific motor neurons1).

  • PHOX2A: A transcription factor essential for motor neuron specification at the midbrain-hindbrain junction
  • HOXA1: Essential for hindbrain patterning
  • SALL4: Required for maintenance of embryonic stem cells; complete loss results in embryonic lethality.
  • MAFB: A basic leucine zipper transcription factor expressed in rhombomeres 5-6. It is not expressed in developing oculomotor neurons, so abnormal branching of CN3 to the lateral rectus is considered a secondary consequence of CN6 deficiency.

Motor neurons are formed, but axons cannot correctly reach the target muscle 1).

  • KIF21A: A motor protein of the kinesin-4 family. It mediates anterograde transport of molecular cargo along microtubules. Interacts with Kank1 (an actin polymerization regulator).
  • TUBB3: A neuron-specific β-tubulin monomer (microtubule component). Mutations impair microtubule dynamics, kinesin interaction, and axon guidance.
  • α2-chimaerin (CHN1): Rac-GAP protein. Functions downstream of semaphorin/plexin signaling; mutations enhance RacGAP activity.
  • ROBO3: Slit receptor of the Roundabout family. Required for midline crossing of commissural axons; axons are initially attracted to the midline but switch to repulsion after crossing.

The correspondence between causative genes and disease phenotypes is shown below.

GenePhenotype
KIF21ACFEOM1
TUBB3 / TUBB2BCFEOM3
PHOX2ACFEOM2
CHN1DRS (often bilateral)
ROBO3HGPPS
COL25A1Congenital ptosis/DRS

When one nerve is missing, its normal target muscle attracts other motor neurons. There are also reports of CN6 projecting to the normal target muscle of CN3 when CN3 has a complete aberrant course 1).

In autopsies of CFEOM1 cases with KIF21A mutations, defects in the superior branch of CN3 and motor neurons have been confirmed 1). Additionally, in COL25A1 KO mice, motor axon bundles reach the target muscle but fail to extend into the muscle fascicles 1).

Q Is CFEOM a muscle disease or a nerve disease?
A

Initially considered a myogenic disease, the identification of causative genes such as KIF21A and TUBB3 revealed it to be a primary neurological disease1). Fibrosis of the extraocular muscles is a secondary change due to lack of innervation.


7. Latest Research and Future Prospects (Research-stage Reports)

Section titled “7. Latest Research and Future Prospects (Research-stage Reports)”

There are still many unknowns regarding the signals that guide axons to their targets, and the following research is being conducted.

A neurodevelopmental syndrome caused by CDH2 (N-cadherin) mutations has been reported. It presents with a variety of phenotypes including intellectual disability, agenesis/hypoplasia of the corpus callosum, and DRS1).

CXCR4/CXCL12 signaling is involved in the course of CN3, and loss of ACKR3 (CXCR7, a scavenger receptor for CXCR4) has been reported to cause abnormal intraorbital CN3 course1).

There is a rostrocaudal difference in the timing of CN3 axon development. The rostral subpopulation is born earlier and forms the inferior branch, while the caudal subpopulation is born later and forms the superior branch and crosses the midline. The caudal subpopulation has been shown to be more susceptible to CCDD-causing mutations1).

In studies of model mice lacking extraocular muscles, appropriate axon directionality was observed up to the terminal branches. This suggested that guidance is mediated by mesenchymal signals, axon-axon interactions, and cell-autonomous processes, but it also became clear that muscle-derived signals are important for terminal branch formation.


  1. Whitman MC. Axon Guidance Mechanisms and Congenital Cranial Dysinnervation Disorders. Annu Rev Vis Sci. 2020;6:817-847.
  2. Razek AAKA, Maher H, Kasem MA, Helmy E. Imaging of congenital cranial dysinnervation disorders: What radiologist wants to know?. Clin Imaging. 2021;71:106-116. PMID: 33189029.
  3. Oystreck DT. Ophthalmoplegia and Congenital Cranial Dysinnervation Disorders. J Binocul Vis Ocul Motil. 2018;68(1):31-33. PMID: 30196776.

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